SEC Form D Notice of Exempt Securities Offering

SEC Form D Filing Made Simple

When you're raising capital through a private placement under Regulation D, filing Form D with the Securities and Exchange Commission isn't optional—it's a legal requirement. This SEC Form D Notice of Exempt Securities Offering template helps startups, funds, and businesses collect the information needed to complete their Form D filing accurately and efficiently.

Whether you're raising under Rule 504, Rule 506(b), or Rule 506(c), this template walks you through issuer information, offering details, investor qualifications, and related persons—all the sections required by the SEC. No more scrambling through spreadsheets or missing critical filing deadlines.

Built for Founders, Fund Managers & Securities Attorneys

This form is designed for startup founders, venture capital and private equity fund managers, CFOs, compliance officers, and securities lawyers who need to prepare or gather information for Form D filings. It's especially useful for teams managing multiple offerings or coordinating with external counsel and investors.

Common use cases include:

• Documenting private placements and venture rounds
• Preparing data for 506(b) and 506(c) exempt offerings
• Collecting issuer and related person details for SEC filings
• Maintaining compliance records for audits and investor relations
• Coordinating filing information across legal, finance, and investor teams

Automate Your Securities Compliance Workflow

Once your Form D data is collected, use Stepper to automate the next steps—route submissions to your legal counsel, update your cap table in Carta or Airtable, notify your compliance team in Slack, or trigger follow-up workflows for state Blue Sky filings. Keep your fundraising operations moving without manual handoffs or missed deadlines.

If you need investor signatures on subscription agreements or side letters, integrate Papersign to turn this form into a full end-to-end fundraising compliance system.

Why Use Paperform for SEC Form D Preparation?

Paperform gives you a professional, secure, and flexible way to gather Form D information without coding or clunky PDFs. The form adapts based on your offering type, uses conditional logic to show only relevant fields, and integrates directly into your existing legal and finance stack. Plus, with SOC 2 Type II compliance and data residency controls, you can trust that sensitive fundraising information stays secure.

Stop wrestling with static PDFs and email chains. Use this template to prepare accurate, complete Form D filings and keep your private placement on track.