Financial Advisor Performance Assessment

Financial Advisor Performance Assessment Form Template

Evaluating financial advisor performance requires a structured approach that balances quantitative metrics with qualitative feedback. This Financial Advisor Performance Assessment template helps financial services firms, wealth management companies, and advisory practices conduct thorough, objective performance reviews that drive growth and maintain high standards.

Why use Paperform for financial advisor evaluations?

Managing advisor performance across multiple dimensions—from AUM growth to compliance adherence—demands a flexible, secure platform. Paperform's conditional logic lets you tailor assessment questions based on advisor seniority, specialization, or performance tier, while calculation fields automatically compute key ratios and scores. With SOC 2 Type II compliance and secure data handling, you can trust sensitive performance data stays protected.

Streamline your review process with automation

Connect this form to your existing workflows using Stepper (stepper.io) to automatically route completed assessments to HR systems, trigger follow-up meetings in your calendar, update CRM records with performance notes, or generate development plans based on assessment scores. You can also sync results to Google Sheets or Airtable for portfolio-wide performance tracking and trend analysis.

Designed for wealth management and financial advisory firms

Whether you're a boutique RIA, a multi-advisor wealth management firm, or part of a larger financial institution, this template helps you standardize performance evaluations while maintaining the flexibility to assess advisors across different specializations—retirement planning, investment management, estate planning, or holistic wealth advisory.

The assessment covers critical performance areas including assets under management growth, new client acquisition rates, portfolio performance relative to benchmarks, regulatory and compliance adherence, client retention and satisfaction, and professional development. This comprehensive approach ensures you're evaluating the complete picture of advisor effectiveness, not just revenue metrics.

Trusted by financial services teams who need professional, compliant assessment tools without complex software implementations, this template delivers a branded evaluation experience that reflects the professionalism of your firm.