Investment Depositary Receipt Program Application

Streamline Your Depositary Receipt Investment Process

Investing in foreign securities through American Depositary Receipts (ADRs) and Global Depositary Receipts (GDRs) opens up international markets to investors, but the application process can be complex. This Investment Depositary Receipt Program Application template helps financial institutions, investment firms, and brokerage houses efficiently onboard investors into ADR and GDR programs while capturing all the critical information needed for compliance, currency management, and tax withholding.

Why Choose Paperform for Investment Applications?

Managing depositary receipt programs involves detailed investor information, regulatory compliance, and complex financial calculations. Paperform provides the perfect platform for creating professional, secure investment forms that streamline your onboarding process:

• Conditional logic to show relevant fields based on program type (sponsored vs. unsponsored), investor classification, and jurisdiction
• Built-in calculations for currency conversion estimates and fee structures
• Secure data collection with SOC 2 Type II compliance and data encryption
• Payment integration for processing application fees and initial deposits directly through the form
• Professional design that matches your firm's branding and builds investor confidence

Key Features of This Template

This comprehensive template covers every aspect of depositary receipt program participation:

Investor Classification & Verification Capture essential investor details including individual or institutional status, accredited investor verification, and beneficial ownership information required for KYC compliance.

Program Selection & Structure Help investors understand and choose between sponsored and unsponsored ADR/GDR programs with clear explanations of each option's benefits, costs, and structure.

Currency & Conversion Preferences Document investor preferences for currency exposure, conversion timing, and foreign exchange risk management strategies.

Tax Withholding & Documentation Collect W-8BEN, W-9, or equivalent tax forms information, foreign withholding rate preferences, and treaty benefit claims to ensure proper tax treatment.

Portfolio Integration Gather information about existing portfolios, investment objectives, and how depositary receipts fit into overall investment strategy.

Perfect for Investment Professionals

This template is ideal for:

• Investment banks managing depositary receipt programs
• Brokerage firms offering international securities access
• Wealth management advisors expanding client portfolios globally
• Custodian banks administering ADR/GDR programs
• Financial advisors facilitating cross-border investments

Automate Your Investment Workflows with Stepper

Once an investor submits their depositary receipt application, Stepper can automate your entire onboarding workflow:

• Automatically create client records in your CRM or portfolio management system
• Route applications to compliance teams for KYC/AML review
• Trigger document collection workflows for required tax forms and identification
• Send applications to custodian banks and program administrators
• Update internal databases with investor preferences and program details
• Schedule follow-up communications based on application status

This automation eliminates manual data entry, reduces processing time from days to hours, and ensures consistent handling of every application.

Built for Compliance and Security

Investment firms must maintain the highest standards of data security and regulatory compliance. Paperform's SOC 2 Type II certification, field-level encryption, and audit trails provide the security foundation you need. The template includes all standard disclosures and risk acknowledgments, though you should review these with your legal team to ensure they meet your specific regulatory requirements.

Flexible and Customizable

While this template covers standard depositary receipt program applications, Paperform's intuitive editor makes it easy to customize for your specific needs:

• Add or remove program options based on your offerings
• Customize fee structures and calculations
• Include your firm's specific risk disclosures and legal language
• Add multi-currency pricing for application fees
• Integrate with your existing custodian and portfolio management systems

Trusted by Investment Professionals Worldwide

Over 500,000 teams trust Paperform for their critical business processes. Financial services firms choose Paperform because it combines enterprise-grade security with the flexibility to create sophisticated financial forms without requiring developers or IT resources.

Whether you're launching a new depositary receipt program or modernizing an existing paper-based process, this template provides everything you need to collect investor information professionally, securely, and efficiently. Get started today and transform your international investment onboarding process.