Investment Collateral Management Form

Managing collateral for derivatives trading requires precision, compliance, and clear documentation. This Investment Collateral Management Form helps financial institutions, asset managers, and trading desks efficiently handle initial margin posting, variation margin settlements, and segregated account requirements—all in one structured workflow.

Whether you're managing over-the-counter (OTC) derivatives, cleared swaps, or futures positions, this template ensures you capture all critical collateral details, counterparty information, and regulatory compliance data. The form is designed for investment professionals who need to document margin calls, track collateral movements, and maintain audit trails for segregated accounts.

Paperform makes it easy to customise this template to match your firm's specific collateral policies, add conditional logic for different asset classes or counterparties, and integrate directly with your portfolio management systems. Use calculations to automatically compute margin requirements, collateral haircuts, and net exposure positions.

For firms looking to automate post-submission workflows, Stepper can route collateral requests through approval chains, trigger notifications to operations teams, update internal tracking systems, and maintain compliance records—turning each form submission into a complete collateral management process.

Built for compliance-conscious financial institutions, this template helps reduce operational risk, improve margin call response times, and maintain clear documentation for audits and regulatory reporting. Trusted by investment firms worldwide, Paperform delivers SOC 2 Type II compliance and enterprise-grade security for sensitive financial data.