---
title: Financial Services Skills Gap Assessment Form Template | Paperform
description: Assess regulatory compliance knowledge, financial software proficiency, risk analysis capabilities, and client advisory skills with this comprehensive financial services training needs assessment form.
url: "https://paperform.co/templates/financial-services-skills-gap-assessment"
type: static
generatedAt: "2026-03-28T00:43:53.710Z"
---

[← Back to free form templates](/templates/)    ![Financial Services Skills Gap Assessment](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/financial-services-skills-gap-assessment.png)
    [Preview](https://_preview.paperform.co/ai-template/financial-services-skills-gap-assessment) [Use this template for free](/create?ai-template=financial-services-skills-gap-assessment)    [Training & Certification](/templates/category/training-certification/) [Finance](/templates/industry/finance/)[Banking](/templates/industry/banking/)[Insurance](/templates/industry/insurance/) [HR Manager](/templates/role/hr-manager/)[Manager](/templates/role/manager/)[Financial Advisor](/templates/role/financial-advisor/)[Banker](/templates/role/banker/)[Compliance Officer](/templates/role/compliance-officer/)[Training Manager](/templates/role/training-manager/)     About this free form template
### Identify Training Needs and Close Skills Gaps in Financial Services

In the fast-evolving financial services industry, maintaining a highly skilled workforce is essential for regulatory compliance, competitive advantage, and exceptional client service. This **Financial Services Skills Gap Assessment** template helps firms systematically evaluate their teams' capabilities across critical competencies—from regulatory knowledge and financial software proficiency to risk analysis and client advisory skills.

Whether you're an HR manager, training coordinator, or operations leader at a bank, wealth management firm, insurance company, or fintech, this template provides a structured framework to identify where your team excels and where targeted development is needed. The assessment covers compliance awareness (AML, KYC, securities regulations), technical skills (CRM platforms, trading software, portfolio tools), analytical capabilities (risk assessment, financial modeling), and soft skills (client communication, relationship management).

**Paperform makes skills assessments effortless.** Build on-brand, easy-to-complete forms that employees can fill out in minutes. Use conditional logic to tailor questions based on role or department, and apply calculations to automatically score proficiency levels. Responses flow directly into your preferred tools—Google Sheets, Airtable, or your HRIS—so you can analyze trends, prioritize training investments, and track progress over time.

Take your workflow further with **[Stepper](https://stepper.io)**, your AI-native automation platform. When an assessment reveals significant gaps, Stepper can automatically assign training modules, notify managers, enroll employees in certification programs, or create personalized development plans—keeping your team sharp and compliant without manual follow-up.

Trusted by financial institutions worldwide and SOC 2 Type II compliant, Paperform ensures your skills data is secure and your assessment process is seamless. Start identifying and closing skills gaps today to build a more capable, confident, and compliant financial services team.
       Built for growing businesses, trusted by bigger ones.   Trusted by 500K+ business owners and creators, and hundreds of millions of respondents.     ![Capterra - 4.8 out of 5](/images/capterra-st.jpg)
 ![Trustpilot - 4.8 out of 5](/images/trustpilot-st.jpg)
 ![G2 - 4.8 out of 5](/images/g2-st.jpg)
  [Try Paperform free now](/register)
## More templates like this
  [![Compliance Training Instructor Evaluation Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/compliance-training-instructor-evaluation-form.png)

### Compliance Training Instructor Evaluation Form

Professional evaluation form for compliance training instructors in financial services, assessing regulatory content accuracy, engagement with complex material, and audit preparation effectiveness.](/templates/compliance-training-instructor-evaluation-form/)
[![Cybersecurity Awareness Training Quiz](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/cybersecurity-awareness-training-quiz.png)

### Cybersecurity Awareness Training Quiz

Test employee knowledge on phishing detection, password security, and data protection with this comprehensive cybersecurity awareness quiz designed for workplace training programs.](/templates/cybersecurity-awareness-training-quiz/)
[![Financial Services Securities Licensing Training Request Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/financial-services-securities-licensing-training-request-form.png)

### Financial Services Securities Licensing Training Request Form

Request securities licensing training, FINRA exam preparation, and study materials with compliance officer approval for financial services professionals.](/templates/financial-services-securities-licensing-training-request-form/)
[![Anti-Money Laundering Training Instructor Evaluation Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/anti-money-laundering-training-instructor-evaluation-form.png)

### Anti-Money Laundering Training Instructor Evaluation Form

Evaluate the effectiveness of AML training instructors across key compliance topics including red flag identification, suspicious activity reporting, customer due diligence, and regulatory updates.](/templates/anti-money-laundering-training-instructor-evaluation-form/)
[![Bank Teller Fraud Prevention Training Enrollment Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/bank-teller-fraud-prevention-training-enrollment-form.png)

### Bank Teller Fraud Prevention Training Enrollment Form

Enroll bank tellers in comprehensive fraud prevention training covering transaction monitoring, suspicious activity reporting, and branch security protocols with certification upon completion.](/templates/bank-teller-fraud-prevention-training-enrollment-form/)
[![Financial Advisor Competency Assessment: Series 7 Readiness](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/financial-advisor-competency-assessment-series-7-readiness.png)

### Financial Advisor Competency Assessment: Series 7 Readiness

Evaluate financial advisor readiness for the Series 7 exam with comprehensive testing on securities knowledge, ethics scenarios, portfolio management, and regulatory compliance.](/templates/financial-advisor-competency-assessment-series-7-readiness/)
[![Risk Management Specialist Training Needs Analysis](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/risk-management-specialist-training-needs-analysis.png)

### Risk Management Specialist Training Needs Analysis

Identify training needs and skill gaps in risk management, incident investigation, root cause analysis, policy development, and mitigation strategies to build stronger risk management capabilities.](/templates/risk-management-specialist-training-needs-analysis/)
[![Securities License Renewal Application](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/securities-license-renewal-application.png)

### Securities License Renewal Application

A comprehensive securities license renewal application form for financial professionals to update FINRA continuing education, compliance training records, and firm affiliation details.](/templates/securities-license-renewal-application/)
[![Accounting Staff Competency Matrix & Skills Gap Analysis](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/accounting-staff-competency-matrix-skills-gap-analysis.png)

### Accounting Staff Competency Matrix & Skills Gap Analysis

Assess staff proficiency across tax software, audit procedures, bookkeeping systems, financial reporting, and client advisory services to identify training needs and close skills gaps.](/templates/accounting-staff-competency-matrix-skills-gap-analysis/)
[![Certified Fraud Examiner Competency Assessment Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/certified-fraud-examiner-competency-assessment-form.png)

### Certified Fraud Examiner Competency Assessment Form

A comprehensive competency evaluation form for certified fraud examiners, assessing skills in investigation techniques, financial analysis, interviewing, and report writing standards.](/templates/certified-fraud-examiner-competency-assessment-form/)
[![Compliance Trainer Continuing Education Form](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/compliance-trainer-continuing-education-form.png)

### Compliance Trainer Continuing Education Form

Track continuing education units, professional development credits, and certification requirements for compliance trainers with built-in effectiveness measurement and regulatory update delivery.](/templates/compliance-trainer-continuing-education-form/)
[![Corporate Compliance Training Budget Request](https://img.paperform.co/fetch/f_webp/https://d3gw2uv1ch7vdq.cloudfront.net/content/form_templates/assets/corporate-compliance-training-budget-request.png)

### Corporate Compliance Training Budget Request

A comprehensive budget planning form for corporate compliance training programs, covering course development, LMS costs, certification tracking, and multi-department rollout expenses.](/templates/corporate-compliance-training-budget-request/)